Our Staff has compiled our research into a database of FINRA Broker Disclosures for Goldman Sachs & Co. LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Holger Jens Staude | 5545861 | 1 | 11/03/2021 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| David Michael Solomon | 1616414 | 1 | 02/19/2019 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Xiang Fan | 4843573 | 1 | 07/02/2018 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |