Our Staff has compiled our research into a database of FINRA Broker Disclosures for Goldman Sachs & Co. LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jackson Robert Cronin | 7260762 | 1 | 10/31/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jacob Parker Wetherbee | 7222093 | 1 | 09/03/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard John Gnodde | 1874064 | 1 | 08/09/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ronald Suk Bae Lee | 3155586 | 1 | 08/09/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Satya P Alagarsamy | 7585250 | 1 | 05/28/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Caroline Condevaux | 7332770 | 1 | 10/20/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Peter Chisholm | 5997056 | 1 | 06/16/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Elizabeth Fay Gokhman | 7155148 | 1 | 04/20/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Chao Zhang | 6841771 | 1 | 01/21/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Samuel Wayne Marshall | 7332436 | 1 | 06/30/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |