Our Staff has compiled our research into a database of FINRA Broker Disclosures for Goldman Sachs & Co. LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Justin J Gradolf | 5171313 | 1 | 09/16/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Maxwell Funk | 5607011 | 1 | 08/22/2022 | Customer Dispute | Final | $2,300,000.00 | $0.00 | See FINRA Report |
| Bruce Boyer | 6202938 | 1 | 08/22/2022 | Customer Dispute | Final | $2,300,000.00 | $0.00 | See FINRA Report |
| Melvin A.J Girard | 6999593 | 1 | 04/19/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Fabiana C Dacosta | 5380656 | 3 | 01/26/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mallory Rose Hernandez | 7278187 | 1 | 07/29/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Spencer John Olding | 3162464 | 1 | 04/20/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Fabiana C Dacosta | 5380656 | 3 | 01/29/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Fabiana C Dacosta | 5380656 | 3 | 01/29/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Dwayne Harris | 3139372 | 1 | 01/04/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |