Our Staff has compiled our research into a database of FINRA Broker Disclosures for Goldman Sachs & Co. LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patrick Joseph Fels | 2526799 | 1 | 02/20/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Linda Nicole Wilson | 5549436 | 1 | 08/18/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Thomas Francis Currie | 5465944 | 1 | 05/03/2023 | Customer Dispute | Settled | $140,000.00 | $0.00 | See FINRA Report |
| Stephen Fraser | 6411547 | 1 | 03/03/2023 | Customer Dispute | Settled | $441,000.00 | $0.00 | See FINRA Report |
| Gordon Bradley Tuthill | 2223175 | 1 | 03/03/2023 | Customer Dispute | Settled | $441,600.00 | $0.00 | See FINRA Report |
| Charles Maxwell Funk | 5607011 | 1 | 08/22/2022 | Customer Dispute | Final | $2,300,000.00 | $0.00 | See FINRA Report |
| Bruce Boyer | 6202938 | 1 | 08/22/2022 | Customer Dispute | Final | $2,300,000.00 | $0.00 | See FINRA Report |
| Ashley Robert Schexnaildre | 6182170 | 1 | 03/09/2021 | Customer Dispute | Withdrawn | $200,000.00 | $0.00 | See FINRA Report |
| Abyssinia Vanterpool | 6362832 | 1 | 03/25/2020 | Customer Dispute | Denied | $237,732.00 | $0.00 | See FINRA Report |
| Nickolas Manuel Sophinos | 4246511 | 1 | 02/21/2019 | Customer Dispute | Denied | $130,193.00 | $0.00 | See FINRA Report |