Our Staff has compiled our research into a database of FINRA Broker Disclosures for Goldman Sachs & Co. LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ashley Robert Schexnaildre | 6182170 | 1 | 03/09/2021 | Customer Dispute | Withdrawn | $200,000.00 | $0.00 | See FINRA Report |
| Donald Lee Lavi | 2432072 | 2 | 03/12/2010 | Customer Dispute | Withdrawn | $1,300,000.00 | $0.00 | See FINRA Report |