Our Staff has compiled our research into a database of FINRA Broker Disclosures for Goldman Sachs & Co. LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nizam Mir Siddiq | 5206527 | 1 | 11/17/2022 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| Kyungmin Kay Lee | 6077649 | 1 | 11/17/2022 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| Justin J Gradolf | 5171313 | 1 | 09/16/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Spencer John Olding | 3162464 | 1 | 04/20/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Peter Eisman | 3107810 | 1 | 03/17/2020 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| Terence Christopher Hagerty | 4820139 | 1 | 03/17/2020 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| Thomas Porter | 5572639 | 1 | 03/17/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas F Eason | 5368746 | 1 | 01/03/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory Joseph Auerbach | 5705236 | 1 | 09/19/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Quiroga | 2751934 | 2 | 02/22/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |