Our Staff has compiled our research into a database of FINRA Broker Disclosures for Goldman Sachs & Co. LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Abyssinia Vanterpool | 6362832 | 1 | 03/25/2020 | Customer Dispute | Denied | $237,732.00 | $0.00 | See FINRA Report |
| Nickolas Manuel Sophinos | 4246511 | 1 | 02/21/2019 | Customer Dispute | Denied | $130,193.00 | $0.00 | See FINRA Report |
| Kathryn Cosgrove | 6208931 | 2 | 02/21/2019 | Customer Dispute | Denied | $130,193.00 | $0.00 | See FINRA Report |
| Craig Jeff Nossel | 2110200 | 1 | 12/06/2018 | Customer Dispute | Denied | $10,000,000.00 | $0.00 | See FINRA Report |
| Karolyn Maureen Clement | 6428296 | 1 | 02/06/2018 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Adam John Bach | 2802375 | 1 | 11/28/2011 | Customer Dispute | Denied | $1,000,000.00 | $0.00 | See FINRA Report |