Our Staff has compiled our research into a database of FINRA Broker Disclosures for Goldman Sachs & Co. LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patrick Joseph Fels | 2526799 | 1 | 02/20/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Linda Nicole Wilson | 5549436 | 1 | 08/18/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Nizam Mir Siddiq | 5206527 | 1 | 11/17/2022 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| Kyungmin Kay Lee | 6077649 | 1 | 11/17/2022 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| David Peter Eisman | 3107810 | 1 | 03/17/2020 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| Terence Christopher Hagerty | 4820139 | 1 | 03/17/2020 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |