Our Staff has compiled our research into a database of FINRA Broker Disclosures for Goldman Sachs & Co. LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Francis Currie | 5465944 | 1 | 05/03/2023 | Customer Dispute | Settled | $140,000.00 | $0.00 | See FINRA Report |
| Stephen Fraser | 6411547 | 1 | 03/03/2023 | Customer Dispute | Settled | $441,000.00 | $0.00 | See FINRA Report |
| Gordon Bradley Tuthill | 2223175 | 1 | 03/03/2023 | Customer Dispute | Settled | $441,600.00 | $0.00 | See FINRA Report |
| Alvaro Tafur | 2274850 | 1 | 12/07/2011 | Customer Dispute | Settled | $79,258.20 | $0.00 | See FINRA Report |
| Casey G Gurganus | 4695505 | 1 | 07/08/2008 | Customer Dispute | Settled | $650,000.00 | $0.00 | See FINRA Report |
| Stephen William Reinhard | 3109173 | 1 | 04/28/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Donald Lee Lavi | 2432072 | 2 | 03/31/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Sean Adam Curran | 2977107 | 1 | 03/03/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Felipe Medina | 2095538 | 3 | 08/08/2005 | Customer Dispute | Settled | $39,242,500.00 | $0.00 | See FINRA Report |
| Felipe Medina | 2095538 | 3 | 08/08/2005 | Customer Dispute | Settled | $22,604,100.00 | $0.00 | See FINRA Report |