Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Christopher Logue | 4441538 | 1 | 09/23/2023 | Customer Dispute | Settled | $56,000.00 | $0.00 | See FINRA Report |
| Ryan Michael Cockrum | 6345050 | 1 | 06/16/2022 | Customer Dispute | Settled | $12,973.00 | $0.00 | See FINRA Report |
| Joe Dan McAdams | 3142894 | 1 | 05/05/2022 | Customer Dispute | Settled | $251,740.00 | $0.00 | See FINRA Report |
| Lisa J Ramlow | 4496085 | 1 | 05/23/2019 | Customer Dispute | Settled | $800.00 | $0.00 | See FINRA Report |
| William Eric Kern | 5000630 | 1 | 06/09/2017 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Christine Kettlewell Cline | 2067951 | 1 | 10/10/2016 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Nicole Elizabeth Whitcomb | 2872792 | 1 | 09/09/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joshua Adam Harris | 6075400 | 1 | 04/14/2014 | Customer Dispute | Settled | $6,625.90 | $0.00 | See FINRA Report |
| Wayne Ronald Shoemaker | 2914714 | 1 | 11/01/2010 | Customer Dispute | Settled | $282,000.00 | $0.00 | See FINRA Report |
| Scott Davis Johnson | 4772003 | 3 | 12/21/2009 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |