Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| El Kyle Brooks | 4640829 | 3 | 12/01/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Harry Perrine Disbrow | 5522535 | 1 | 01/14/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sherwin Shafiee | 6338719 | 1 | 12/03/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Tatiana Irina Vogelaar | 6577919 | 1 | 02/12/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Issac M Gao | 7194885 | 1 | 01/13/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Maria Luisa Samuel | 6339806 | 1 | 12/14/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Bindu Octania Verma | 5852820 | 1 | 12/10/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Steven Arrington | 3060454 | 1 | 10/16/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Timothy Werwie | 6463289 | 1 | 10/16/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gaston Francisco Arguelles | 5478093 | 1 | 07/31/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |