Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Larry Briggs McHargue | 3039848 | 1 | 06/26/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edwin Keith Hetzer | 2916036 | 1 | 06/24/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Wesley Ryan Aeschliman | 6572015 | 1 | 06/21/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jose Rodolfo Manzon | 7744318 | 2 | 05/16/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Jarrod Furgason | 7632173 | 1 | 02/20/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Patrick Martinek | 7611824 | 2 | 12/18/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Roger Bartshe | 4804022 | 2 | 10/06/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ricardo Javier Rivera Diaz | 7499235 | 1 | 10/03/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Christopher Logue | 4441538 | 1 | 09/23/2023 | Customer Dispute | Settled | $56,000.00 | $0.00 | See FINRA Report |
| Ashley Taylor | 7884027 | 1 | 08/21/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |