Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Roger Bartshe | 4804022 | 2 | 10/06/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Patrick Martinek | 7611824 | 2 | 11/02/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mathew Harold Martin | 7459845 | 1 | 02/05/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Chad Joseph Gregorini | 4421764 | 1 | 06/02/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven Roger Bartshe | 4804022 | 2 | 01/26/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven Patrick Patros | 7758520 | 1 | 11/25/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dean Joseph Verno | 7597736 | 1 | 07/05/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Denton Atkinson | 7114945 | 1 | 03/01/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jesse Frieden | 7707693 | 1 | 02/01/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher James | 7321675 | 1 | 10/04/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |