Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ashley Taylor | 7884027 | 1 | 08/21/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jessica Suzzane Hickey | 7694481 | 3 | 12/27/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Devin Zachary Smith | 5073546 | 1 | 11/30/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Schleicher | 7174832 | 3 | 08/31/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Schleicher | 7174832 | 3 | 08/26/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Schleicher | 7174832 | 3 | 08/19/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Becky Rose Wilcox | 7788871 | 1 | 05/25/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Timm Gilbert Fredlund Nielsen | 7713872 | 1 | 03/19/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Christopher Brewington | 7588918 | 4 | 02/21/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandon Neil Sellers | 7808537 | 1 | 02/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |