Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Christopher Logue | 4441538 | 1 | 09/23/2023 | Customer Dispute | Settled | $56,000.00 | $0.00 | See FINRA Report |
| Brian L Johnson | 3060206 | 1 | 01/18/2023 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Patrick Geams Campbell | 4421037 | 1 | 12/01/2022 | Customer Dispute | Pending | $25,000.00 | $0.00 | See FINRA Report |
| Trudy Lynn Goldsmith | 4516096 | 1 | 10/21/2022 | Customer Dispute | Closed-No Action | $70,000.00 | $0.00 | See FINRA Report |
| Ryan Michael Cockrum | 6345050 | 1 | 06/16/2022 | Customer Dispute | Settled | $12,973.00 | $0.00 | See FINRA Report |
| Joe Dan McAdams | 3142894 | 1 | 05/05/2022 | Customer Dispute | Settled | $251,740.00 | $0.00 | See FINRA Report |
| Christopher Taylor Jones | 6009401 | 1 | 11/05/2021 | Customer Dispute | Closed-No Action | $7,000.00 | $0.00 | See FINRA Report |
| Lisa J Ramlow | 4496085 | 1 | 05/23/2019 | Customer Dispute | Settled | $800.00 | $0.00 | See FINRA Report |
| Michael Deprine Gibbs | 3243100 | 1 | 09/27/2018 | Customer Dispute | Closed-No Action | $11,363.50 | $0.00 | See FINRA Report |
| Chris Michael Bliemeister | 4540556 | 1 | 04/20/2018 | Customer Dispute | Closed-No Action | $8,377.07 | $0.00 | See FINRA Report |