Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ashley Taylor | 7884027 | 1 | 08/21/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy U Masincupp | 4296700 | 1 | 06/30/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jessica Suzzane Hickey | 7694481 | 3 | 12/27/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Gardner Brigham | 5877189 | 1 | 11/04/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Keith Demmer | 6439339 | 2 | 10/07/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Cary Michael Runnells | 4145744 | 1 | 04/05/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Devin Zachary Smith | 5073546 | 1 | 11/30/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Schleicher | 7174832 | 3 | 08/31/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Schleicher | 7174832 | 3 | 08/26/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Schleicher | 7174832 | 3 | 08/19/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |