Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Trudy Lynn Goldsmith | 4516096 | 1 | 10/21/2022 | Customer Dispute | Closed-No Action | $70,000.00 | $0.00 | See FINRA Report |
| Christopher Taylor Jones | 6009401 | 1 | 11/05/2021 | Customer Dispute | Closed-No Action | $7,000.00 | $0.00 | See FINRA Report |
| Michael Deprine Gibbs | 3243100 | 1 | 09/27/2018 | Customer Dispute | Closed-No Action | $11,363.50 | $0.00 | See FINRA Report |
| Chris Michael Bliemeister | 4540556 | 1 | 04/20/2018 | Customer Dispute | Closed-No Action | $8,377.07 | $0.00 | See FINRA Report |
| Dusty Lynn Treat | 4979610 | 2 | 06/05/2017 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Amy Lynn Wakem | 4725625 | 1 | 11/08/2016 | Customer Dispute | Closed-No Action | $12,631.80 | $0.00 | See FINRA Report |
| Michael Patrick Halpin | 2417766 | 1 | 03/01/2016 | Customer Dispute | Closed-No Action | $65,000.00 | $0.00 | See FINRA Report |
| Andrew Joseph Capets | 3047354 | 1 | 12/10/2014 | Customer Dispute | Closed-No Action | $5,001.00 | $0.00 | See FINRA Report |
| Gregory Curtis Edds | 3046838 | 1 | 07/29/2013 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Dale Bradley Nifong | 4707518 | 1 | 03/04/2010 | Customer Dispute | Closed-No Action | $80,000.00 | $0.00 | See FINRA Report |