Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Amy U Masincupp | 4296700 | 1 | 06/30/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Gardner Brigham | 5877189 | 1 | 11/04/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Keith Demmer | 6439339 | 2 | 10/07/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Cary Michael Runnells | 4145744 | 1 | 04/05/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Joseph Hanson | 3009055 | 1 | 02/12/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Deborah Lea Giordano-Manno | 3049271 | 1 | 05/17/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Bruce White | 6605365 | 1 | 03/27/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Brendan Ledwidge | 3014837 | 1 | 03/25/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Maggie E Dutton | 3008745 | 1 | 03/19/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Wilder Saint-Velus | 5775200 | 2 | 11/30/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |