Our Staff has compiled our research into a database of FINRA Broker Disclosures for E*Trade Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Robert Doss | 6482322 | 1 | 09/29/2017 | Customer Dispute | Settled | $24,654.00 | $0.00 | See FINRA Report |
| Annabelle Slater | 6124730 | 1 | 07/13/2017 | Customer Dispute | Settled | $13,780.00 | $0.00 | See FINRA Report |
| Andrew Valcik | 5862453 | 1 | 05/23/2016 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Jonathan Holland Larson | 4783060 | 1 | 09/24/2014 | Customer Dispute | Settled | $916,342.00 | $0.00 | See FINRA Report |
| Oswaldo Hernandez | 4245447 | 2 | 09/24/2014 | Customer Dispute | Settled | $916,342.00 | $0.00 | See FINRA Report |
| Gregory Howard Ewing | 2178164 | 1 | 05/11/2011 | Customer Dispute | Settled | $375,000.00 | $0.00 | See FINRA Report |
| Peter James Gruenes | 4238652 | 1 | 04/06/2009 | Customer Dispute | Settled | $4,193.00 | $0.00 | See FINRA Report |
| Jeffrey Thomas Radke | 2800189 | 1 | 12/11/2008 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| John Manuel Benevides | 1791380 | 3 | 10/30/2006 | Customer Dispute | Settled | $12,341.70 | $0.00 | See FINRA Report |
| Henry Christopher Dodson | 2333159 | 2 | 08/04/1997 | Customer Dispute | Settled | $83,155.00 | $0.00 | See FINRA Report |