Our Staff has compiled our research into a database of FINRA Broker Disclosures for E*Trade Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stacey J Grundy | 7506041 | 2 | 11/14/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nathan W Waiyaki | 7609825 | 2 | 08/31/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Benjamin J McArthur | 5234661 | 4 | 05/10/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Roderick Charles Webb | 2900383 | 3 | 04/26/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lauren R Luby | 6562907 | 2 | 10/01/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Trevaughn M Williams | 7360576 | 1 | 07/28/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lauren R Luby | 6562907 | 2 | 04/30/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michelle Agnes Fowler | 7477733 | 2 | 01/14/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William M Morrison | 7000564 | 1 | 04/29/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cody Allen Wilson | 7067398 | 1 | 10/23/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |