Our Staff has compiled our research into a database of FINRA Broker Disclosures for E*Trade Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Osmar Hernandez | 5378573 | 1 | 03/29/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Oswaldo Hernandez | 4245447 | 2 | 09/30/2019 | Customer Dispute | Denied | $77,000.00 | $0.00 | See FINRA Report |
| Walter J Krop | 1287437 | 3 | 08/21/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brandon M Cable | 3054620 | 2 | 04/20/2017 | Customer Dispute | Denied | $6,396.67 | $0.00 | See FINRA Report |
| Karl David Tresner | 5468754 | 2 | 05/04/2016 | Customer Dispute | Denied | $12,760.00 | $0.00 | See FINRA Report |
| Clint Michael Rosebush | 4562943 | 1 | 03/02/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew Thomas Vella | 5274850 | 1 | 10/02/2014 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Karl David Tresner | 5468754 | 2 | 06/13/2014 | Customer Dispute | Denied | $5,579.00 | $0.00 | See FINRA Report |
| Mary K Curry | 4336720 | 1 | 05/09/2012 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| John Manuel Benevides | 1791380 | 3 | 03/12/2010 | Customer Dispute | Denied | $44,092.30 | $0.00 | See FINRA Report |