Our Staff has compiled our research into a database of FINRA Broker Disclosures for E*Trade Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard T Burns | 3024029 | 2 | 02/25/2019 | Customer Dispute | Closed-No Action | $32,000.00 | $0.00 | See FINRA Report |
| Scott Alan Dailey | 6609473 | 1 | 10/19/2018 | Customer Dispute | Closed-No Action | $4,500.00 | $0.00 | See FINRA Report |
| Ronald Ryan McCallum | 4949468 | 1 | 07/02/2018 | Customer Dispute | Closed-No Action | $6,000.00 | $0.00 | See FINRA Report |
| Matthew Thomas Barrus | 3185713 | 1 | 10/02/2017 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| Brandon M Cable | 3054620 | 2 | 06/09/2017 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Richard T Burns | 3024029 | 2 | 04/20/2017 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |
| Scott Alan Kashian | 2087956 | 1 | 06/01/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |