Our Staff has compiled our research into a database of FINRA Broker Disclosures for E*Trade Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marianne Resue | 5448826 | 1 | 06/06/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Amina Ruth Adams | 3154271 | 1 | 09/05/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Nicholas Lombardi | 2625940 | 1 | 04/20/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mike Mansour | 2665673 | 2 | 01/29/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bret Courtney Williams | 1572726 | 1 | 11/05/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Shane Oshea Scott Mulron | 2709497 | 1 | 11/01/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Duwane Hoeg | 1899727 | 1 | 12/03/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Alan Nostrand | 1205823 | 1 | 02/01/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen John Claussen | 2689397 | 1 | 10/20/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |