Our Staff has compiled our research into a database of FINRA Broker Disclosures for E*Trade Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Chad M Morris | 6131576 | 1 | 10/18/2022 | Customer Dispute | Pending | $2,145,120.00 | $0.00 | See FINRA Report |
| Ryan Winston Vanderwood | 6151492 | 1 | 10/18/2022 | Customer Dispute | Pending | $2,145,120.00 | $0.00 | See FINRA Report |
| Zachary Hotis | 7485445 | 2 | 03/04/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jennifer Burris | 6192027 | 1 | 01/07/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Daemon H Wathen | 2443770 | 1 | 05/30/2018 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |