Our Staff has compiled our research into a database of FINRA Broker Disclosures for E*Trade Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Chad M Morris | 6131576 | 1 | 10/18/2022 | Customer Dispute | Pending | $2,145,120.00 | $0.00 | See FINRA Report |
| Ryan Winston Vanderwood | 6151492 | 1 | 10/18/2022 | Customer Dispute | Pending | $2,145,120.00 | $0.00 | See FINRA Report |
| Osmar Hernandez | 5378573 | 1 | 03/29/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Oswaldo Hernandez | 4245447 | 2 | 09/30/2019 | Customer Dispute | Denied | $77,000.00 | $0.00 | See FINRA Report |
| Richard T Burns | 3024029 | 2 | 02/25/2019 | Customer Dispute | Closed-No Action | $32,000.00 | $0.00 | See FINRA Report |
| Scott Alan Dailey | 6609473 | 1 | 10/19/2018 | Customer Dispute | Closed-No Action | $4,500.00 | $0.00 | See FINRA Report |
| Ronald Ryan McCallum | 4949468 | 1 | 07/02/2018 | Customer Dispute | Closed-No Action | $6,000.00 | $0.00 | See FINRA Report |
| Matthew Thomas Barrus | 3185713 | 1 | 10/02/2017 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| William Robert Doss | 6482322 | 1 | 09/29/2017 | Customer Dispute | Settled | $24,654.00 | $0.00 | See FINRA Report |
| Walter J Krop | 1287437 | 3 | 08/21/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |