Our Staff has compiled our research into a database of FINRA Broker Disclosures for E*Trade Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stacey J Grundy | 7506041 | 2 | 11/14/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Chad M Morris | 6131576 | 1 | 10/18/2022 | Customer Dispute | Pending | $2,145,120.00 | $0.00 | See FINRA Report |
| Ryan Winston Vanderwood | 6151492 | 1 | 10/18/2022 | Customer Dispute | Pending | $2,145,120.00 | $0.00 | See FINRA Report |
| Benjamin J McArthur | 5234661 | 4 | 09/29/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin J McArthur | 5234661 | 4 | 09/29/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin J McArthur | 5234661 | 4 | 09/29/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nathan W Waiyaki | 7609825 | 2 | 08/31/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mohammad S Ayyad | 7552208 | 1 | 07/20/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin J McArthur | 5234661 | 4 | 05/10/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Roderick Charles Webb | 2900383 | 3 | 04/26/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |