Our Staff has compiled our research into a database of FINRA Broker Disclosures for E*Trade Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bruce Alan Reay | 709039 | 1 | 04/01/1996 | Customer Dispute | Award / Judgment | $17,317.00 | $17,317.00 | See FINRA Report |
| Thomas John Leonard | 1437532 | 1 | 12/08/1987 | Customer Dispute | Award / Judgment | $1,000.00 | $1,000.00 | See FINRA Report |