Our Staff has compiled our research into a database of FINRA Broker Disclosures for Barclays Capital Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carol Pedersen Mathis | 4322657 | 3 | 02/24/2011 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Carol Pedersen Mathis | 4322657 | 3 | 07/19/2009 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Carol Pedersen Mathis | 4322657 | 3 | 03/12/2009 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |