Our Staff has compiled our research into a database of FINRA Broker Disclosures for Barclays Capital Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Margaret Daniels Flint | 5350991 | 1 | 04/08/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Estaban Bonett | 2583681 | 1 | 03/26/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Z Gao | 7596055 | 1 | 02/06/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eugene Rabinovich | 3174482 | 1 | 09/04/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Hannah Howell Dickerson | 5716581 | 1 | 09/19/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Luke England Sergott | 6150495 | 1 | 11/22/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Adam Max Sitzer | 2990159 | 1 | 09/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jacob D Hartmann | 3232444 | 1 | 06/15/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeremy Brad Hazan | 5350294 | 1 | 01/30/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Arthur Arutiunian | 6151453 | 1 | 04/28/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |