Our Staff has compiled our research into a database of FINRA Broker Disclosures for Barclays Capital Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Margaret Daniels Flint | 5350991 | 1 | 04/08/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Estaban Bonett | 2583681 | 1 | 03/26/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Max Sitzer | 2990159 | 1 | 09/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jacob D Hartmann | 3232444 | 1 | 06/15/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |