Our Staff has compiled our research into a database of FINRA Broker Disclosures for Barclays Capital Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eugene Rabinovich | 3174482 | 1 | 09/04/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Hermina Batson | 5914131 | 2 | 05/31/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Hermina Batson | 5914131 | 2 | 05/31/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Michael Zitoune | 4953442 | 1 | 10/02/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |