Our Staff has compiled our research into a database of FINRA Broker Disclosures for Barclays Capital Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeremy Brad Hazan | 5350294 | 1 | 01/30/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lowell Andrew Strug | 4508874 | 1 | 01/01/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Sean Brendan Byrne | 1550679 | 1 | 01/15/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |