Our Staff has compiled our research into a database of FINRA Broker Disclosures for Barclays Capital Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Margaret Daniels Flint | 5350991 | 1 | 04/08/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Estaban Bonett | 2583681 | 1 | 03/26/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jacob D Hartmann | 3232444 | 1 | 06/15/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Whitmore | 2948176 | 1 | 08/28/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Truman Rice | 3072132 | 1 | 07/18/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sean Robert Rosulek | 4855194 | 1 | 03/22/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charlene Ann Berry | 2677018 | 1 | 06/07/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Colby Reid | 2453199 | 1 | 06/26/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lowell Andrew Strug | 4508874 | 1 | 01/01/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Sean Brendan Byrne | 1550679 | 1 | 01/15/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |