Our Staff has compiled our research into a database of FINRA Broker Disclosures for Barclays Capital Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Z Gao | 7596055 | 1 | 02/06/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Arthur Arutiunian | 6151453 | 1 | 04/28/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Grant Timothy Petito | 6509721 | 1 | 01/29/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew Carr Cordia | 6073003 | 1 | 08/22/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Robert Sise | 4874917 | 1 | 08/25/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joshua Rubinson | 4568948 | 1 | 09/14/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Nash Linnane | 5811331 | 1 | 03/12/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |