Our Staff has compiled our research into a database of FINRA Broker Disclosures for Barclays Capital Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Hannah Howell Dickerson | 5716581 | 1 | 09/19/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Luke England Sergott | 6150495 | 1 | 11/22/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kamal Ahmed | 2532063 | 1 | 05/28/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Nicholas Phillip Howard | 1670390 | 1 | 10/26/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |