Our Staff has compiled our research into a database of FINRA Broker Disclosures for Barclays Capital Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ankit Patel | 7581985 | 1 | 04/10/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mohammad Basel Abdelghani | 6968481 | 1 | 02/28/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Arthur Arutiunian | 6151453 | 1 | 04/28/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jane Lepham | 6080180 | 1 | 05/31/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Grant Timothy Petito | 6509721 | 1 | 01/29/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew Carr Cordia | 6073003 | 1 | 08/22/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Orlando Jimenez | 7280139 | 1 | 03/26/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Samuel T Kenning | 6531824 | 1 | 05/05/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Robert Sise | 4874917 | 1 | 08/25/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jonathan Romero | 7607693 | 1 | 05/25/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |