Our Staff has compiled our research into a database of FINRA Broker Disclosures for Aegis Capital Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Michael Brookman | 3166671 | 4 | 01/12/2023 | Customer Dispute | Withdrawn | $100,000.00 | $0.00 | See FINRA Report |
| Bruce Stark | 2912344 | 6 | 06/21/2022 | Customer Dispute | Withdrawn | $100,000.00 | $0.00 | See FINRA Report |
| David Stewart Silberg | 1970484 | 7 | 07/16/2021 | Customer Dispute | Withdrawn | $50,000.00 | $0.00 | See FINRA Report |
| Michelle Perres | 4350152 | 3 | 04/01/2021 | Customer Dispute | Withdrawn | $50,000.00 | $0.00 | See FINRA Report |
| Matthew Steven Gaer | 2301493 | 2 | 04/14/2020 | Customer Dispute | Withdrawn | $150,000.00 | $0.00 | See FINRA Report |
| Glenn Douglas Glazer | 2183122 | 3 | 02/03/2017 | Customer Dispute | Withdrawn | $110,000.00 | $0.00 | See FINRA Report |
| Thomas Edison Kelly | 2877415 | 23 | 01/17/2012 | Customer Dispute | Withdrawn | $16,700.00 | $0.00 | See FINRA Report |
| Jeffrey Michael Thure | 2687213 | 3 | 05/16/2003 | Customer Dispute | Withdrawn | $168,000.00 | $0.00 | See FINRA Report |