Our Staff has compiled our research into a database of FINRA Broker Disclosures for Aegis Capital Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bruce Stark | 2912344 | 6 | 02/15/2024 | Customer Dispute | Denied | $71,552.30 | $0.00 | See FINRA Report |
| Matthew Bradley Mitchell | 4854608 | 2 | 01/18/2024 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Eric William Davidson | 2731195 | 4 | 08/22/2023 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |
| Thomas Edison Kelly | 2877415 | 23 | 12/15/2022 | Customer Dispute | Denied | $60,129.00 | $0.00 | See FINRA Report |
| James Rhys Bernthal | 4871243 | 7 | 10/20/2021 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Nicholas E Trifiro | 2682851 | 2 | 03/18/2020 | Customer Dispute | Denied | $34,400.00 | $0.00 | See FINRA Report |
| Thomas Edison Kelly | 2877415 | 23 | 03/25/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gilbert Anthony Kuta | 1084075 | 16 | 12/27/2016 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Leslie C Gosule | 4279606 | 1 | 03/10/2016 | Customer Dispute | Denied | $7,500.00 | $0.00 | See FINRA Report |
| Phillip G Farmer | 2306865 | 6 | 12/22/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |