Our Staff has compiled our research into a database of FINRA Broker Disclosures for Aegis Capital Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jerome Anthony Messana | 712315 | 15 | 07/19/2024 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| Steven Cronin Castrello | 4335740 | 1 | 07/12/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Jeffrey Carlton | 1132967 | 11 | 06/28/2024 | Customer Dispute | Settled | $1,033,820.00 | $0.00 | See FINRA Report |
| Nicholas George Tsikitas | 2871712 | 4 | 06/25/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Gilbert Anthony Kuta | 1084075 | 16 | 06/24/2024 | Customer Dispute | Pending | $135,000.00 | $0.00 | See FINRA Report |
| Guy Gregory Clemente | 1222597 | 12 | 06/11/2024 | Customer Dispute | Pending | $750,000.00 | $0.00 | See FINRA Report |
| Andrew Stephen Mogol | 3126881 | 1 | 06/03/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Elliot Hough Sherer | 2719671 | 6 | 05/23/2024 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Gilbert Anthony Kuta | 1084075 | 16 | 05/12/2024 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Elliot Hough Sherer | 2719671 | 6 | 05/01/2024 | Customer Dispute | Settled | $39,668.30 | $0.00 | See FINRA Report |