Our Staff has compiled our research into a database of FINRA Broker Disclosures for Aegis Capital Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Anthony Iannazzo | 2807988 | 3 | 01/22/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Guy Gregory Clemente | 1222597 | 12 | 10/29/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Edward James Jeffery | 2296293 | 3 | 06/27/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jonathan Charles Weiss | 6838267 | 2 | 07/03/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jesse Taylor Hawkins | 6765658 | 2 | 01/29/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jesse Taylor Hawkins | 6765658 | 2 | 01/29/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dominick Joseph Diorio | 2447817 | 3 | 07/23/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Robert Dulisse | 2462370 | 2 | 03/28/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Adam Douglas Lorraine | 2424747 | 6 | 08/21/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Adam Douglas Lorraine | 2424747 | 6 | 10/17/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |