Our Staff has compiled our research into a database of FINRA Broker Disclosures for Aegis Capital Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gilbert Anthony Kuta | 1084075 | 16 | 05/12/2024 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Thomas Edison Kelly | 2877415 | 23 | 03/16/2018 | Customer Dispute | Closed-No Action | $98,575.00 | $0.00 | See FINRA Report |
| Anthony Gerald Polak | 1893810 | 4 | 02/08/2018 | Customer Dispute | Closed-No Action | $7,927.46 | $0.00 | See FINRA Report |
| David Perez | 4422512 | 5 | 10/30/2014 | Customer Dispute | Closed-No Action | $79,548.00 | $0.00 | See FINRA Report |
| Anthony Gerald Polak | 1893810 | 4 | 07/29/2014 | Customer Dispute | Closed-No Action | $91,000.00 | $0.00 | See FINRA Report |
| Michael J Rosado | 4276400 | 2 | 12/15/2011 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Ralph Anthony Savino | 2714233 | 6 | 03/07/2011 | Customer Dispute | Closed-No Action | $5,520.00 | $0.00 | See FINRA Report |
| Asa Lee Savage | 2865878 | 1 | 01/24/2011 | Customer Dispute | Closed-No Action | $70,000.00 | $0.00 | See FINRA Report |
| Ralph Anthony Savino | 2714233 | 6 | 03/29/2010 | Customer Dispute | Closed-No Action | $48,394.20 | $0.00 | See FINRA Report |
| Jose Eduardo Torres Martinez | 3193555 | 1 | 08/28/2007 | Customer Dispute | Closed-No Action | $15,555.90 | $0.00 | See FINRA Report |