Our Staff has compiled our research into a database of FINRA Broker Disclosures for Aegis Capital Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alain Alberto Ohayon | 1180975 | 8 | 03/20/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Douglas John McCaslin | 1528281 | 3 | 03/18/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alain Alberto Ohayon | 1180975 | 8 | 11/07/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alain Alberto Ohayon | 1180975 | 8 | 05/16/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stanley James Crouch | 1259928 | 3 | 04/06/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Edison Kelly | 2877415 | 23 | 03/16/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alain Alberto Ohayon | 1180975 | 8 | 02/14/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Barney Greengrass | 731181 | 5 | 01/31/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Edison Kelly | 2877415 | 23 | 01/31/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stanley James Crouch | 1259928 | 3 | 05/02/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |