Our Staff has compiled our research into a database of FINRA Broker Disclosures for Aegis Capital Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ralph Anthony Savino | 2714233 | 6 | 10/15/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Robert Finnie | 2112495 | 4 | 09/27/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Perez | 4422512 | 5 | 06/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Perez | 4422512 | 5 | 06/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Perez | 4422512 | 5 | 06/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Joseph Farrington | 6397412 | 1 | 03/29/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Alexander Ballinger | 873485 | 2 | 03/02/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |