Our Staff has compiled our research into a database of FINRA Broker Disclosures for Aegis Capital Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jerome Anthony Messana | 712315 | 15 | 07/19/2024 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| Nicholas George Tsikitas | 2871712 | 4 | 06/25/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Gilbert Anthony Kuta | 1084075 | 16 | 06/24/2024 | Customer Dispute | Pending | $135,000.00 | $0.00 | See FINRA Report |
| Guy Gregory Clemente | 1222597 | 12 | 06/11/2024 | Customer Dispute | Pending | $750,000.00 | $0.00 | See FINRA Report |
| James Anthony Iannazzo | 2807988 | 3 | 06/23/2023 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| Joseph Brian Lascala | 3070261 | 7 | 03/15/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Edward Joseph Horvath | 2492170 | 3 | 03/03/2023 | Customer Dispute | Pending | $15,000.00 | $0.00 | See FINRA Report |
| Thomas Edison Kelly | 2877415 | 23 | 06/27/2022 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| Thomas Edison Kelly | 2877415 | 23 | 04/18/2022 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |
| Bruce Stark | 2912344 | 6 | 06/23/2004 | Customer Dispute | Pending | $9,000.00 | $0.00 | See FINRA Report |