Our Staff has compiled our research into a database of FINRA Broker Disclosures for Aegis Capital Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lawrence Joseph Najvar | 1425782 | 3 | 09/10/2010 | Customer Dispute | Award / Judgment | $24,921.00 | $0.00 | See FINRA Report |
| Steven D Ircha | 1523785 | 1 | 09/28/2006 | Customer Dispute | Award / Judgment | $710,000.00 | $679,737.00 | See FINRA Report |
| Peter Chiasson Jones | 709140 | 1 | 01/31/2003 | Customer Dispute | Award / Judgment | $457,000.00 | $40,000.00 | See FINRA Report |
| Stephen Giannantonio | 2309181 | 2 | 03/29/2001 | Customer Dispute | Award / Judgment | $150,000.00 | $6,500.00 | See FINRA Report |
| Guy Gregory Clemente | 1222597 | 12 | 05/10/2000 | Customer Dispute | Award / Judgment | $67,733.50 | $96,697.40 | See FINRA Report |
| Dhruva I Sethna | 2482381 | 2 | 01/27/2000 | Customer Dispute | Award / Judgment | $172,000.00 | $0.00 | See FINRA Report |
| Daniel Dvorznak | 2809819 | 3 | 09/07/1998 | Customer Dispute | Award / Judgment | $0.00 | $20,000.00 | See FINRA Report |
| Joseph Anthony Crispino | 2361097 | 4 | 06/25/1998 | Customer Dispute | Award / Judgment | $472,000.00 | $30,000.00 | See FINRA Report |
| Thomas Andrew Niemczyk | 2170335 | 6 | 01/29/1997 | Customer Dispute | Award / Judgment | $90,685.00 | $5,525.00 | See FINRA Report |
| Guy Gregory Clemente | 1222597 | 12 | 12/10/1996 | Customer Dispute | Award / Judgment | $178,346.00 | $40,000.00 | See FINRA Report |