Our Staff has compiled our research into a database of FINRA Broker Disclosures for Benjamin F. Edwards & Company, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Craig Scott Morgan | 820942 | 2 | 01/15/2010 | Customer Dispute | Withdrawn | $16,000.00 | $0.00 | See FINRA Report |
Joseph Patrick Pezzano | 1782084 | 1 | 03/17/2009 | Customer Dispute | Withdrawn | $7,221.00 | $0.00 | See FINRA Report |
William Patrick Ferry | 1114343 | 3 | 03/21/2000 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |