Our Staff has compiled our research into a database of FINRA Broker Disclosures for Benjamin F. Edwards & Company, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jon Eric Price | 1197556 | 1 | 05/01/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard J Niekrash | 4812078 | 2 | 05/10/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph Edward Petty | 1283892 | 1 | 04/06/2021 | Customer Dispute | Settled | $12,000.00 | $0.00 | See FINRA Report |
| Charles Alan Blatz | 706158 | 6 | 04/01/2021 | Customer Dispute | Settled | $1,500,000.00 | $0.00 | See FINRA Report |
| Vincent James Egan | 4360423 | 1 | 01/12/2021 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Timothy Joseph Cunningham | 4472387 | 2 | 05/03/2020 | Customer Dispute | Settled | $2,457.00 | $0.00 | See FINRA Report |
| Clifford Edward Bryan | 2500293 | 2 | 11/18/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard J Niekrash | 4812078 | 2 | 09/28/2018 | Customer Dispute | Settled | $377,868.00 | $0.00 | See FINRA Report |
| Steven Warren Cooke | 1994834 | 2 | 04/16/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kent Warren Lipham | 2769678 | 2 | 12/01/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |