Our Staff has compiled our research into a database of FINRA Broker Disclosures for Benjamin F. Edwards & Company, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Joseph Cunningham | 4472387 | 2 | 06/18/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Debasish Hajra | 2212337 | 4 | 11/21/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sherry Lynn Baker | 1249220 | 1 | 11/07/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Rebecca Lynne Timmerman | 1056172 | 1 | 11/07/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Anthony Kevin Swart | 2376424 | 4 | 03/13/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Bruce Ernest Melton | 1540971 | 1 | 05/21/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Marcy B. Pinnell | 4264944 | 4 | 08/12/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven Randall Potter | 4124281 | 1 | 04/16/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Allen Claggett | 2087787 | 15 | 02/13/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Janie Lynn Nelson | 2146547 | 1 | 05/17/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |