Our Staff has compiled our research into a database of FINRA Broker Disclosures for Benjamin F. Edwards & Company, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dana Lianne Gibbs | 2260208 | 2 | 07/14/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Patrick Randall | 6191906 | 1 | 01/06/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ilija Matoski | 3118406 | 2 | 03/28/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Harry Raymon | 2889635 | 1 | 12/07/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tracie Godfrey Kanelos | 2224071 | 1 | 11/23/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin Lewis Johnson | 4448438 | 1 | 05/16/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy Perry Moran | 4269977 | 1 | 11/21/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew E. Saab | 4277821 | 1 | 10/30/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lance Dwight Greco | 2315772 | 1 | 10/26/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |