Our Staff has compiled our research into a database of FINRA Broker Disclosures for Benjamin F. Edwards & Company, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lawrence Grant Ingram | 2720225 | 2 | 02/12/2011 | Customer Dispute | Closed-No Action | $11,000.00 | $0.00 | See FINRA Report |
| Allen Cecil Rogers | 2156620 | 1 | 10/14/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Mark Stephen Jackson | 1994554 | 1 | 10/10/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| David Allen Claggett | 2087787 | 15 | 09/29/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| David Allen Claggett | 2087787 | 15 | 09/22/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| David Allen Claggett | 2087787 | 15 | 09/17/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Bridget Ladner Weatherly | 2896933 | 1 | 08/09/2008 | Customer Dispute | Closed-No Action | $7,596.71 | $0.00 | See FINRA Report |
| Craig Scott Morgan | 820942 | 2 | 01/18/2008 | Customer Dispute | Closed-No Action | $70,000.00 | $0.00 | See FINRA Report |
| Kevin Douglas Leach | 4399041 | 1 | 09/17/2007 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| Steven James Houlihan | 1705076 | 5 | 04/23/2007 | Customer Dispute | Closed-No Action | $256,000.00 | $0.00 | See FINRA Report |